SEC Form 4 · accession 0000921895-19-000143
NOVATION COMPANIES, INC. · NOVC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carolyn K. Campbell
Officer — Chief Financial Officer
Period of report
Jan 22, 2019
Accepted (ET)
Jan 23, 2019 · 8:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001025953
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 22, 2019 | A | 250,000 | $0.00 | A | 400,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Grant of restricted shares of common stock under the Novation Companies, Inc. 2015 Incentive Stock Plan, as amended. 100% of these shares vest on October 1, 2019, subject to continuous employment with Novation Companies, Inc. through the vesting date.