SEC Form 4 · accession 0000921895-18-003231
NOVATION COMPANIES, INC. · NOVC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Howard Amster
Director
Period of report
Dec 4, 2018
Accepted (ET)
Dec 7, 2018 · 4:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001025953
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 4, 2018 | S | 40,000 | $0.0323 | D | 93,000 | I | By trust |
| Common StockF1 | Dec 6, 2018 | S | 93,000 | $0.039 | D | 0 | I | By trust |
| Common Stock | holding | — | — | — | 4,290,224 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares are held by a charitable remainder trust of which the reporting person is the trustee. The reporting person disclaims beneficial ownership of the shares held by the trust except to the extent of his pecuniary interest therein.