SEC Form 4 · accession 0001225208-17-007575
DCB FINANCIAL CORP · DCBF.OB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald J Seiffert
Officer — President & CEO · Director
Period of report
Apr 3, 2017
Accepted (ET)
Apr 5, 2017 · 9:49 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001025877
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| DCB Financial Corp Common Stock | Apr 3, 2017 | F | 2,467 | $18.04 | D | 61,951 | D | |
| DCB Financial Corp Common StockF1 | Apr 3, 2017 | D | 61,951 | $0.00 | D | 0 | D | |
| DCB Financial Corp Common StockF1 | Apr 3, 2017 | D | 10,934 | $0.00 | D | 0 | I | By 401(k) |
| DCB Financial Corp Common StockF1 | Apr 3, 2017 | D | 500 | $0.00 | D | 0 | I | Held by daughter, Michelle Seiffert |
| DCB Financial Corp Common StockF1 | Apr 3, 2017 | D | 690 | $0.00 | D | 0 | I | Held by daughter, Natalie Seiffert |
| DCB Financial Corp Common StockF1 | Apr 3, 2017 | D | 650 | $0.00 | D | 0 | I | Held by daughter, Rachel Seiffert |
| DCB Financial Corp Common StockF1 | Apr 3, 2017 | D | 67,955 | $0.00 | D | 0 | I | IRA |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Pursuant to the Agreement and Plan of Merger by and between DCB Financial Corp and First Commonwealth Financial Corporation, dated October 2, 2016, each DCB Financial Corp common share was exchanged for either 1.427 shares of First Commonwealth Financial Corporation common stock or $14.50 in cash, without interest, plus in each case, cash in lieu of any fractional share interest, in accordance with the reporting person's election and the allocation and proration procedures contained in the Agreement and Plan of Merger.