SEC Form 4 · accession 0001225208-17-004703
DCB FINANCIAL CORP · DCBF.OB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roger Alan Lossing
Officer — SVP Wealth Management
Period of report
Feb 23, 2017
Accepted (ET)
Feb 27, 2017 · 3:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001025877
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| DCB Financial Corp Common Stock | Feb 23, 2017 | M | 2,578 | $4.50 | A | 28,226 | D | |
| DCB Financial Corp Common Stock | Feb 24, 2017 | F | 235 | $18.65 | D | 27,991 | D | |
| DCB Financial Corp Common Stock | holding | — | — | — | 5,305 | I | By 401(k) | |
| DCB Financial Corp Common Stock | holding | — | — | — | 35,003 | I | IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DCBF Employee Stock Options-CallsF1 | $4.50 | Feb 23, 2017 | M | 2,578 | D | — | Dec 21, 2022 | DCB Financial Corp Common Stock | 2,578 | 644 | D |
Explanation of responses
- F1The options vest in five equal annual installments beginning one year after the grant date.