SEC Form 4 · accession 0001225208-16-043343
DCB FINANCIAL CORP · DCBF.OB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel M Roberts
Officer — SVP and Chief Credit Officer
Period of report
Dec 14, 2016
Accepted (ET)
Dec 15, 2016 · 5:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001025877
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| DCB Financial Corp Common Stock | Dec 14, 2016 | M | 733 | $4.50 | A | 18,160 | D | |
| DCB Financial Corp Common Stock | Dec 14, 2016 | D | 733 | $18.00 | D | 17,427 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DCBF Employee Stock Options-CallsF1 | $4.50 | Dec 14, 2016 | M | 733 | D | — | Dec 21, 2022 | DCB Financial Corp Common Stock | 733 | 1,467 | D |
Explanation of responses
- F1The options vest in five equal annual installments beginning one year after the grant date.