SEC Form 4 · accession 0001225208-16-028503
DCB FINANCIAL CORP · DCBF.OB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roger Alan Lossing
Officer — SVP Wealth Management
Period of report
Feb 25, 2016
Accepted (ET)
Feb 29, 2016 · 2:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001025877
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| DCB Financial Corp Common Stock | Feb 25, 2016 | A | 6,576 | $0.00 | A | 10,648 | D | |
| DCB Financial Corp Common Stock | holding | — | — | — | 3,708 | I | By 401(k) | |
| DCB Financial Corp Common StockF1 | holding | — | — | — | 10,000 | I | By Bexley Park Financial Partnership | |
| DCB Financial Corp Common Stock | holding | — | — | — | 35,003 | I | IRA | |
| DCB Financial Corp Common StockF2 | holding | — | — | — | 5,000 | I | Trustee & Beneficiary |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Filer is the general partner for Bexley Park Financial Partnership and controls the voting and disposition of the shares. Filer is also a .003 percentage owner in the partnership.
- F2Shares held by the Frank H. Lossing Irrevocable Family Trust. Filer is trustee and can direct the voting of the shares. Filer is also a 33.33 remainder beneficiary of the trust.