SEC Form 4 · accession 0001127602-19-009084
ENTERPRISE FINANCIAL SERVICES CORP · EFSC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nicole M Iannacone
Officer — EVP, Chief Risk Officer
Period of report
Feb 27, 2019
Accepted (ET)
Mar 1, 2019 · 10:15 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001025835
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 1,089 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Share UnitsF1,F2 | — | Feb 27, 2019 | A | 391 | A | — | — | Common Stock | 391 | 391 | D |
| Restricted Share UnitsF1,F3 | — | holding | — | — | — | — | — | Common Stock | 286 | 286 | D |
Explanation of responses
- F1The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.
- F2The RSU's vest 100% in the first quarter of 2022, subject to continued employment by the reporting person.
- F3The RSU's vest 100% in the first quarter of 2021, subject to continued employment by the reporting person.