SEC Form 4 · accession 0001127602-18-018362
ENTERPRISE FINANCIAL SERVICES CORP · EFSC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott Richard Goodman
Officer — President
Period of report
Feb 28, 2018
Accepted (ET)
May 22, 2018 · 11:09 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001025835
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Share UnitsF2,F1,F3 | — | Feb 28, 2018 | A | 560 | A | — | — | Common Stock | 560 | 560 | D |
Explanation of responses
- F1The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.
- F2This Form 4 is a late filing due to an inadvertent administrative error. This Form 4 was required to be filed within two business days of February 28, 2018, the date of the grant.
- F3The RSU's vest 100% in the first quarter of 2021, subject to continued employment by the reporting person.