SEC Form 4 · accession 0001127602-18-002917

ENTERPRISE FINANCIAL SERVICES CORP · EFSC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — EVP, Chief Financial Officer

Period of report

Jan 26, 2018

Accepted (ET)

Jan 30, 2018 · 2:02 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001025835

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Jan 26, 2018	A	7,500	$0.00	A	19,090	D
Common Stock^F2	Jan 26, 2018	F	2,372	$48.70	D	16,718	D
Common Stock^F3	holding	—	—		—	985	I	401(k) Plan

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Share Units^F4,F5	—	holding	—	—	—	—	—	Common Stock	10,457	10,457	D

F1The shares of common stock were awarded pursuant to the Company's 2013 Stock Incentive Plan.
F2Withholding of stock to satisfy tax withholding obligation on issuance of common stock.
F3The reporting person holds units in the stock fund and the number of shares reported as indirectly held in the 401 (k) plan in this row is an estimate of the number of shares of the issuer's Common Stock held in the unitized stock fund and allocated to the reporting person's account.
F4The RSUs were granted pursuant to the Company's 2013 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.
F5The RSUs vest on a pro-rata basis over 3 years subject to continued employment by the reporting person and an Award Agreement mutually agreeable to both parties. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.