SEC Form 4 · accession 0001127602-17-016772
ENTERPRISE FINANCIAL SERVICES CORP · EFSC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter Benoist
Officer — President & CEO · Director
Period of report
May 2, 2017
Accepted (ET)
May 4, 2017 · 9:53 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001025835
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 2, 2017 | S | 10,621 | $41.96 | D | 202,342 | I | By Trust |
| Common Stock | May 2, 2017 | M | 280 | $0.00 | A | 3,027 | D | |
| Common Stock | May 2, 2017 | F | 94 | $42.20 | D | 2,933 | D | |
| Common StockF2 | holding | — | — | — | 1,184 | I | 401 (k) Plan | |
| Common Stock | holding | — | — | — | 24,272 | I | Charitable Remainder Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Share UnitsF3,F4 | — | May 2, 2017 | M | 280 | D | — | — | Common Stock | 280 | 0 | D |
Explanation of responses
- F1This transaction is pursuant to a 10b5-1 plan.
- F2The reporting person holds units in the stock fund and the number of shares reported as indirectly held in the 401 (k) plan in this row is an estimate of the number of shares of the issuer's Common Stock held in the unitized stock fund and allocated to the reporting person's account.
- F3The RSUs were granted pursuant to the Company's 2002 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.
- F4Vesting of RSUs was accelerated due to retirement of reporting person.