SEC Form 4 · accession 0001127602-17-006785
ENTERPRISE FINANCIAL SERVICES CORP · EFSC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark G Ponder
Officer — SVP & Controller
Period of report
Feb 15, 2017
Accepted (ET)
Feb 17, 2017 · 12:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001025835
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 15, 2017 | S | 1,000 | $45.13 | D | 2,989 | D | |
| Common Stock | Feb 15, 2017 | A | 4,110 | $0.00 | A | 7,099 | D | |
| Common StockF2 | Feb 15, 2017 | F | 1,477 | $45.30 | D | 5,622 | D | |
| Common Stock | holding | — | — | — | 200 | I | Self IRA |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares of common stock were awarded pursuant to the Company's 2013 Stock Incentive Plan.
- F2Withholding of stock to satisfy tax withholding obligation on issuance of common stock.