SEC Form 4/A · accession 0001127602-16-037319
ENTERPRISE FINANCIAL SERVICES CORP · EFSC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
James Murphy
Director
Period of report
Dec 28, 2012
Accepted (ET)
Jan 20, 2016 · 12:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001025835
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 28, 2012 | G | 179,000 | $0.00 | A | 179,000 | I | Gift Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On 12/28/12, the reporting person made a bona-fide gift of 179,000 shares into a gift trust, of which the reporting person's spouse is trustee, and reporting person's spouse and children are beneficiaries. This gift was timely reported as a disposition on Form 4. Although the reporting person disclaims beneficial ownership, this amendment reflects the aquisition and indirect ownership of these shares as a resuslt of the same gift, which shares have not been reflected in subsequent filings. The gift trust has not disposed of any of these shares as of the filing of this amendment.
- F2Price is not applicable to acquisitions or dispositions resulting from bona fide gifts.