SEC Form 4 · accession 0001025835-26-000173
ENTERPRISE FINANCIAL SERVICES CORP · EFSC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sandra Van Trease
Director
Period of report
Aug 14, 2026
Accepted (ET)
Aug 18, 2026 · 2:22 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001025835
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 53,448 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom StockF5,F1,F4 | — | Aug 14, 2026 | A | 2,227 | A | — | — | Common Stock | 2,227 | 2,227 | D |
| Phantom StockF1,F2 | — | holding | — | — | — | — | — | Common Stock | 2,445 | 2,445 | D |
| Phantom StockF1,F3 | — | holding | — | — | — | — | — | Common Stock | 3,416 | 3,416 | D |
Explanation of responses
- F1Each phantom share represents the right to receive one share of common stock upon distribution from the Non-Management Director Stock Plan deferred compensation account.
- F2Shares of common stock will be distributed on January 3, 2028 the deferral date identified by the director in accordance with the terms of the Plan.
- F3Shares of common stock will be distributed on January 2, 2027, the deferral date identified by the director in accordance with the terms of the Plan.
- F4Shares of common stock will be distributed on January 2, 2029, the deferral date identified by the director in accordance with the terms of the Plan.
- F5Represents shares issued under the Non-Management Director Stock Plan.