SEC Form 4 · accession 0001209191-17-004862
W. P. Carey Inc. · WPC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jason E. Fox
Officer — President
Period of report
Jan 18, 2017
Accepted (ET)
Jan 20, 2017 · 4:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001025378
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 30, 2016 | G | 950 | $0.00 | D | 512,010 | D | |
| Common StockF1 | Jan 18, 2017 | A | 10,791 | $0.00 | A | 522,801 | D | |
| Common StockF1 | Jan 18, 2017 | A | 1,622 | $0.00 | A | 524,423 | D | |
| Common StockF2 | holding | — | — | — | 763 | I | by son | |
| Common StockF3 | holding | — | — | — | 56 | I | by daughter |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents restricted share units ("RSUs") granted as part of the Issuer's 2009 Long Term Incentive Plan. These RSUs are scheduled to vest in three equal annual installments beginning on February 15, 2018 and ending on February 15, 2020 and are convertible on a one-for-one basis into shares of the Issuer's Common Stock.
- F2Includes 12.265 shares previously acquired under the Issuer's dividend reinvestment plan.
- F3Includes 0.8938 shares previously acquired under the Issuer's dividend reinvestment plan.