SEC Form 4 · accession 0001209191-16-156242
W. P. Carey Inc. · WPC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jason E. Fox
Officer — President
Period of report
Dec 19, 2016
Accepted (ET)
Dec 20, 2016 · 9:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001025378
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 19, 2016 | M | 164 | $30.07 | A | 513,088 | D | |
| Common Stock | Dec 19, 2016 | F | 128 | $60.24 | D | 512,960 | D | |
| Common StockF1 | holding | — | — | — | 751 | I | by son | |
| Common StockF2 | holding | — | — | — | 55 | I | by daughter |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3 | $30.07 | Dec 19, 2016 | M | 164 | D | — | Dec 31, 2016 | Common Stock | 164 | 0 | D |
Explanation of responses
- F1Includes 21.9048 shares previously acquired under the Issuer's dividend reinvestment plan.
- F2Includes 1.5963 shares previously acquired under the Issuer's dividend reinvestment plan.
- F3The options were fully vested upon grant but became exercisable in five equal annual installments beginning on 12/31/2011 and ending on 12/31/2015.