SEC Form 4 · accession 0001209191-16-146746
W. P. Carey Inc. · WPC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Benjamin H Griswold IV
Director
Period of report
Oct 20, 2016
Accepted (ET)
Oct 24, 2016 · 4:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001025378
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 20, 2016 | M | 4,000 | $30.05 | A | 115,514 | D | |
| Common Stock | holding | — | — | — | 1,000 | I | by Accumulation Trusts | |
| Common Stock | holding | — | — | — | 16,500 | I | by Grandchildren's Trusts | |
| Common Stock | holding | — | — | — | 2,000 | I | by wife |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock Option (right to buy)F1 | $30.05 | Oct 20, 2016 | M | 4,000 | D | — | Jan 5, 2017 | Common Stock | 4,000 | 0 | D |
Explanation of responses
- F1The options vested in three equal annual installments beginning on 1/5/2008 and ending on 1/5/2010.