SEC Form 4 · accession 0001209191-16-127468
W. P. Carey Inc. · WPC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas E Zacharias
Officer — Chief Operating Officer
Period of report
Jun 9, 2016
Accepted (ET)
Jun 13, 2016 · 7:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001025378
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 9, 2016 | M | 449 | $30.07 | A | 276,992 | D | |
| Common Stock | Jun 9, 2016 | F | 340 | $67.61 | D | 276,652 | D | |
| Common Stock | Jun 9, 2016 | M | 5,185 | $31.45 | A | 281,837 | D | |
| Common Stock | Jun 9, 2016 | F | 3,960 | $67.61 | D | 277,877 | D | |
| Common Stock | Jun 9, 2016 | M | 1,138 | $33.20 | A | 279,015 | D | |
| Common Stock | Jun 9, 2016 | F | 883 | $67.61 | D | 278,132 | D | |
| Common StockF1 | holding | — | — | — | 19,000 | I | By spouse | |
| Common Stock | holding | — | — | — | 8,000 | I | Held in trust for son |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Officer Stock Option (right to buy)F2 | $30.07 | Jun 9, 2016 | M | 449 | D | — | Dec 31, 2016 | Common Stock | 449 | 0 | D |
| Officer Stock Option (right to buy)F3 | $31.45 | Jun 9, 2016 | M | 5,185 | D | — | Jun 30, 2017 | Common Stock | 5,185 | 1,297 | D |
| Officer Stock Option (right to buy)F4 | $33.20 | Jun 9, 2016 | M | 1,138 | D | — | Dec 31, 2017 | Common Stock | 1,138 | 285 | D |
Explanation of responses
- F1The reporting person disclaims beneficial ownership of the shares held by his spouse, and this report should not be deemed an admission that the reporting person is the beneficial owner of his spouse's shares for purposes of Section 16 or for any other purpose.
- F2The options were fully vested upon grant but became exercisable in five equal annual installments beginning on 12/31/2011 and ending on 12/31/2015.
- F3The options were fully vested upon grant but became exercisable in five equal annual installments beginning on 6/30/2012 and ending on 6/30/2016.
- F4The options were fully vested upon grant but became exercisable in five equal annual installments beginning on 12/31/2012 and ending on 12/31/2016.