SEC Form 4 · accession 0001209191-16-123262
W. P. Carey Inc. · WPC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas E Zacharias
Officer — Chief Operating Officer
Period of report
May 24, 2016
Accepted (ET)
May 25, 2016 · 4:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001025378
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 25, 2016 | G | 275 | $0.00 | D | 275,990 | D | |
| Common Stock | Apr 29, 2016 | G | 85 | $0.00 | D | 275,905 | D | |
| Common Stock | May 2, 2016 | G | 60 | $0.00 | D | 275,845 | D | |
| Common Stock | May 24, 2016 | M | 2,613 | $25.32 | A | 278,458 | D | |
| Common Stock | May 24, 2016 | F | 1,915 | $64.11 | D | 276,543 | D | |
| Common StockF1 | holding | — | — | — | 19,000 | I | By spouse | |
| Common Stock | holding | — | — | — | 8,000 | I | Held in trust for son |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Officer Stock Option (right to buy)F2 | $25.32 | May 24, 2016 | M | 2,613 | D | — | Jun 30, 2016 | Common Stock | 2,613 | 0 | D |
Explanation of responses
- F1The reporting person disclaims beneficial ownership of the shares held by his spouse, and this report should not be deemed an admission that the reporting person is the beneficial owner of his spouse's shares for purposes of Section 16 or for any other purpose.
- F2The options vested in five equal annual installments beginning 6/30/2011 and ending 6/30/2015.