SEC Form 4 · accession 0001209191-16-092940
W. P. Carey Inc. · WPC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jason E. Fox
Officer — President
Period of report
Jan 19, 2016
Accepted (ET)
Jan 21, 2016 · 5:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001025378
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 23, 2015 | G | 208 | $0.00 | D | 501,501 | D | |
| Common Stock | Dec 30, 2015 | G | 80 | $0.00 | D | 501,421 | D | |
| Common StockF1 | Jan 19, 2016 | A | 8,675 | $0.00 | A | 510,096 | D | |
| Common StockF2 | holding | — | — | — | 717 | I | by son | |
| Common StockF3 | holding | — | — | — | 52 | I | by daughter |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents restricted share units ("RSUs") granted as part of the Issuer's 2009 Long Term Incentive Plan. These RSUs are scheduled to vest in three equal annual installments beginning on February 15, 2017 and ending on February 15, 2019 and are convertible on a one-for-one basis into shares of the Issuer's Common Stock.
- F2Includes 12.1343 shares previously acquired under the Issuer's dividend reinvestment plan.
- F3Includes 0.8844 shares previously acquired under the Issuer's dividend reinvestment plan.