SEC Form 4 · accession 0001209191-15-086718
W. P. Carey Inc. · WPC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jason E. Fox
Officer — President
Period of report
Dec 18, 2015
Accepted (ET)
Dec 22, 2015 · 6:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001025378
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 18, 2015 | M | 870 | $25.36 | A | 502,359 | D | |
| Common Stock | Dec 18, 2015 | F | 650 | $59.77 | D | 501,709 | D | |
| Common StockF2 | holding | — | — | — | 705 | I | by son | |
| Common StockF3 | holding | — | — | — | 51 | I | by daughter |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F4 | $25.36 | Dec 18, 2015 | M | 870 | D | — | Dec 31, 2015 | Common Stock | 870 | 0 | D |
Explanation of responses
- F1The total reflects a reduction of 9 shares from the reporting person's most recent filing on Form 4 to correct a transposition error.
- F2Includes 21.7318 shares previously acquired under the Issuer's dividend reinvestment plan.
- F3Includes 1.5839 shares previously acquired under the Issuer's dividend reinvestment plan.
- F4The options were fully vested upon grant but became exercisable in five equal annual installments beginning on 12/31/2010 and ending on 12/31/2014.