SEC Form 4 · accession 0001209191-15-086209
W. P. Carey Inc. · WPC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas E Zacharias
Officer — Chief Operating Officer
Period of report
Dec 17, 2015
Accepted (ET)
Dec 18, 2015 · 7:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001025378
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 17, 2015 | G | 110 | $0.00 | D | 249,835 | D | |
| Common Stock | Dec 17, 2015 | M | 40,000 | $26.00 | A | 289,835 | D | |
| Common Stock | Dec 17, 2015 | F | 29,865 | $60.97 | D | 259,970 | D | |
| Common StockF1 | Dec 18, 2015 | S | 17,000 | $60.0268 | D | 242,970 | D | |
| Common StockF2 | holding | — | — | — | 19,000 | I | By spouse | |
| Common Stock | holding | — | — | — | 8,000 | I | Held in trust for son |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Officer Stock Option (right to buy)F3 | $26.00 | Dec 17, 2015 | M | 40,000 | D | — | Mar 10, 2016 | Common Stock | 40,000 | 35,000 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $60.0100 to $60.1200. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F2The reporting person disclaims beneficial ownership of the shares held by his spouse, and this report should not be deemed an admission that the reporting person is the beneficial owner of his spouse's shares for purposes of Section 16 or for any other purpose.
- F3The options vested in four equal annual installments beginning 3/10/2007 and ending 3/10/2010.