SEC Form 5 · accession 0001209191-15-028919
W. P. Carey Inc. · WPC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Benjamin H Griswold IV
Director
Period of report
Dec 31, 2014
Accepted (ET)
Mar 24, 2015 · 5:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001025378
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 12, 2012 | P | 378 | $46.98 | A | 378 | I | Accumulation Trusts |
| Common StockF1 | Nov 14, 2012 | P | 972 | $47.02 | A | 1,350 | I | Accumulation Trusts |
| Common StockF1 | Oct 18, 2013 | S | 350 | $66.47 | D | 1,000 | I | Accumulation Trusts |
| Common StockF1 | holding | — | — | — | 16,500 | I | Grandchildren's Trusts | |
| Common Stock | holding | — | — | — | 2,000 | I | By wife | |
| Common Stock | holding | — | — | — | 109,013 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
Remarks
The reported transactions were made by certain trusts, for which the reporting person's adult children are beneficiaries. The reporting person serves as co-trustee for the trusts, but investment power has been delegated to a portfolio manager, who initiated the transactions but did not inform the reporting person, as required, due to a clerical error.