SEC Form 4 · accession 0001209191-15-006280
W. P. Carey Inc. · WPC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas E Zacharias
Officer — Chief Operating Officer
Period of report
Jan 22, 2015
Accepted (ET)
Jan 23, 2015 · 6:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001025378
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 14, 2015 | G | 200 | $0.00 | D | 216,167 | D | |
| Common Stock | Jan 22, 2015 | M | 3,974 | $29.28 | A | 220,141 | D | |
| Common Stock | Jan 22, 2015 | F | 2,632 | $73.00 | D | 217,509 | D | |
| Common StockF1 | holding | — | — | — | 19,000 | I | By spouse | |
| Common Stock | holding | — | — | — | 8,000 | I | Held in trust for son |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Officer Stock Option (right to buy)F2 | $29.28 | Jan 22, 2015 | M | 3,974 | D | — | Jun 30, 2015 | Common Stock | 3,974 | 0 | D |
Explanation of responses
- F1The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
- F2The options vested in five equal annual installments beginning 6/30/2010 and ending 6/30/2014.