SEC Form 4 · accession 0001454170-15-000003
GOLDEN QUEEN MINING CO LTD · GQM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Moragne Clay
Director
Period of report
Sep 8, 2015
Accepted (ET)
Sep 18, 2015 · 3:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001025362
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF1 | $0.58 | Sep 8, 2015 | A | 107,500 | A | Sep 8, 2015 | Sep 8, 2020 | Common Shares | 107,500 | 107,500 | D |
Explanation of responses
- F1The stock options were granted on September 8, 2015 by the issuer's board of directors. The stock options became fully exercisable and vested on September 8, 2015.