SEC Form 4 · accession 0001140361-18-010518
GOLDEN QUEEN MINING CO LTD · GQM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul M Blythe
Director
Period of report
Feb 19, 2018
Accepted (ET)
Feb 27, 2018 · 4:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001025362
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Feb 19, 2018 | X | 170,000 | $0.1325 | A | 1,070,000 | D | |
| Common SharesF1 | Feb 19, 2018 | X | 510,000 | $0.1325 | A | 1,580,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Subscription Rights (right to buy)F1 | $0.1325 | Feb 19, 2018 | X | 100,000 | D | Jan 11, 2018 | Feb 20, 2018 | Common Stock | 100,000 | 0 | D |
| Subscription Rights (right to buy)F1 | $0.1325 | Feb 19, 2018 | X | 300,000 | D | Jan 11, 2018 | Feb 20, 2018 | Common Stock | 300,000 | 0 | D |
Explanation of responses
- F1Each subscription right was converted into 1.7 common shares of QGM at an exercise price of US$0.1325.