SEC Form 4 · accession 0001140361-18-006422
GOLDEN QUEEN MINING CO LTD · GQM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul M Blythe
Director
Period of report
Feb 6, 2018
Accepted (ET)
Feb 9, 2018 · 7:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001025362
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Subscription RightsF1 | $0.1325 | Feb 6, 2018 | P | 300,000 | A | Jan 11, 2018 | Feb 20, 2018 | Common Stock | 300,000 | 300,000 | D |
Explanation of responses
- F1Each subscription right may be converted into 1.7 common shares of GQM at an exercise price of US$0.1325.