SEC Form 4 · accession 0001140361-18-006419
GOLDEN QUEEN MINING CO LTD · GQM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul M Blythe
Director
Period of report
Oct 20, 2017
Accepted (ET)
Feb 9, 2018 · 7:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001025362
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Nov 29, 2017 | P | 100,000 | $0.156 | A | 100,000 | D | |
| Common SharesF2 | Nov 30, 2017 | P | 150,000 | $0.155 | A | 250,000 | D | |
| Common SharesF3 | Dec 1, 2017 | P | 201,500 | $0.157 | A | 451,500 | D | |
| Common SharesF3 | Dec 1, 2017 | P | 200,000 | $0.165 | A | 651,500 | D | |
| Common SharesF4 | Dec 4, 2017 | P | 150,000 | $0.165 | A | 801,500 | D | |
| Common SharesF4 | Dec 4, 2017 | P | 50,000 | $0.173 | A | 851,500 | D | |
| Common SharesF4 | Dec 4, 2017 | P | 48,500 | $0.181 | A | 900,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock Option (Right to Buy)F5 | $0.23 | Oct 20, 2017 | A | 150,000 | A | Oct 20, 2017 | Oct 20, 2022 | Common Stock | 150,000 | 150,000 | D |
Explanation of responses
- F1Converted into USD using exchange rate of C$1.2853=US$1.00
- F2Converted into USD using exchange rate of C$1.2888=US$1.00
- F3Converted into USD using exchange rate of C$1.2729=US$1.00
- F4Converted into USD using exchange rate of C$1.2695=US$1.00
- F5The Canadian exercise price of $0.29 has been converted into U.S. dollars using an exchange rate of Cdn$1.2601=U$1.00.