SEC Form 4 · accession 0001140361-17-012912
GOLDEN QUEEN MINING CO LTD · GQM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Guy Roger Le Bel
Officer — Chief Financial Officer · Director
Period of report
Mar 20, 2017
Accepted (ET)
Mar 22, 2017 · 1:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001025362
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $0.65 | Mar 20, 2017 | A | 400,002 | A | — | Mar 20, 2021 | Common Shares | 400,002 | 400,002 | D |
Explanation of responses
- F1The options vest as follows: 1/3 on 3/20/2017; 1/3 on 3/20/2018; and 1/3 on 3/20/2019.