SEC Form 4 · accession 0000947871-15-000539
GOLDEN QUEEN MINING CO LTD · GQM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jonathan C. Clay
10% Owner
Period of report
Jun 8, 2015
Accepted (ET)
Aug 10, 2015 · 10:45 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001025362
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| WarrantF2 | $0.95 | Jun 8, 2015 | J | 1 | A | Dec 8, 2015 | Jun 8, 2020 | Common Stock | 833,000 | 1 | I |
Explanation of responses
- F1On June 8, 2015, the issuer issued a warrant to acquire 833,000 shares of common stock to EHT LLC, of which Mr. Clay is the sole managing member. The warrant is exercisable from December 8, 2015 through June 8, 2020 at $0.95 per share, U.S. dollars.
- F2The warrant was issued in connection with a financing transaction described in the issuer's Current Report on Form 8-K, filed with the U.S. Securities and Exchange Commission on June 9, 2015.