SEC Form 4 · accession 0000947871-15-000051
GOLDEN QUEEN MINING CO LTD · GQM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Harris Clay
10% Owner
Period of report
Jan 21, 2015
Accepted (ET)
Jan 23, 2015 · 11:14 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001025362
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Jan 21, 2015 | J | 7,258,330 | $0.00 | D | 0 | D | |
| COMMON STOCKF2 | holding | — | — | — | 2,451,269 | I | As trustee of family trusts | |
| COMMON STOCKF2 | holding | — | — | — | 807,250 | I | By family corporation |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Transfer of shares to a family investment vehicle in which the Reporting Person does not have a beneficial ownership interest for purposes of Rule 16a-1(a). The transfer did not involve the payment or receipt of any cash consideration by the Reporting Person.
- F2The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.