SEC Form 4 · accession 0001700425-18-000002
HELIOS TECHNOLOGIES, INC. · HLIO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gary A Gotting
Officer — Officer
Period of report
Mar 6, 2018
Accepted (ET)
Mar 8, 2018 · 5:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001024795
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 6, 2018 | A | 3,300 | $53.81 | A | 10,506 | D | |
| Common StockF2 | holding | — | — | — | 1,260 | I | BY ESOP TRUST | |
| Common Stock | holding | — | — | — | 2,571 | I | BY IRA |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes shares acquired through the Sun Hydraulics Corporation Employee Stock Purchase Plan (0.0981 during the quarter ended April 1, 2017; 0.0805 during the quarter ended July 1, 2017, 0.0681 during the quarter ended September 30, 2017, and 0.0540 during the quarter ended December 30, 2017).
- F2Reflects allocations of shares under the Sun Hydraulics Corporation Employee Stock Ownership Plan.