SEC Form 4 · accession 0001392896-16-000004
HELIOS TECHNOLOGIES, INC. · HLIO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tim A Twitty
Officer — Officer
Period of report
Mar 30, 2016
Accepted (ET)
Apr 1, 2016 · 10:54 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001024795
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 30, 2016 | S | 3,800 | $33.5815 | D | 45,298 | D | |
| Common StockF3 | holding | — | — | — | 10,580 | I | BY ESOP TRUST |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The range of prices for the transactions reported is $33.46 - $33.8512. The undersigned hereby undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F2Includes 196.8766 shares purchased through the Sun Hydraulics Corporation Employee Stock Purchase Plan during the quarter ended January 2, 2016.
- F3Reflects allocations of shares under the Sun Hydraulics Corporation Employee Stock Ownership Plan.