SEC Form 4 · accession 0001355892-18-000004
HELIOS TECHNOLOGIES, INC. · HLIO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tricia L Fulton
Officer — Chief Financial Officer
Period of report
Sep 18, 2018
Accepted (ET)
Sep 20, 2018 · 4:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001024795
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Sep 18, 2018 | S | 7,500 | $54.2119 | D | 62,091 | D | |
| Common StockF3 | holding | — | — | — | 5,392 | I | BY ESOP TRUST |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 29, 2018.
- F2The range of prices for the transactions reported is $54.00 - $54.3264. The undersigned hereby undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F3Reflects allocations of shares under the Sun Hydraulics Corporation Employee Stock Ownership Plan.