SEC Form 4 · accession 0001355892-15-000004
HELIOS TECHNOLOGIES, INC. · HLIO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tricia L Fulton
Officer — Chief Financial Officer
Period of report
Oct 22, 2015
Accepted (ET)
Oct 26, 2015 · 3:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001024795
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 22, 2015 | A | 11,000 | $29.89 | A | 55,129 | D | |
| Common StockF2 | holding | — | — | — | 4,756 | I | BY ESOP TRUST |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes shares purchased through the Sun Hydraulics Corporation Employee Stock Purchase Plan (186.0636 during the quarter ended June 27, 2015; and 300.0133 during the quarter ended September 26, 2015).
- F2Reflects allocations of shares under the Sun Hydraulics Corporation Employee Stock Ownership Plan.