SEC Form 4 · accession 0001234878-18-000009
HELIOS TECHNOLOGIES, INC. · HLIO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Beverly Koski
10% Owner
Christine L Koski
Director · 10% Owner
KOSKI FAMILY LP
10% Owner
Robert C Koski
10% Owner
Thomas L Koski
10% Owner
Period of report
Sep 18, 2018
Accepted (ET)
Sep 20, 2018 · 5:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001024795
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Sep 18, 2018 | S | 6,000 | $53.5833 | D | 60,000 | D | |
| Common StockF4,F5 | Sep 18, 2018 | S | 10,000 | $54.1854 | D | 158,832 | D | |
| Common StockF6,F5 | Sep 19, 2018 | S | 5,000 | $55.0677 | D | 153,832 | D | |
| Common StockF7 | holding | — | — | — | 1,640,493 | D | ||
| Common StockF8 | holding | — | — | — | 412,719 | D | ||
| Common StockF9 | holding | — | — | — | 160,000 | I | BY WIFE | |
| Common StockF10 | holding | — | — | — | 320,111 | D | ||
| Common StockF11 | holding | — | — | — | 19,000 | I | BY KOSKI MANAGEMENT, INC. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The range of prices for the transactions reported is $53.50 - $53.70. The undersigned hereby undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F10Shares owned directly by Beverly Koski.
- F11Shares owned indirectly by Beverly Koski.
- F2Shares owned directly by Robert C. Koski.
- F3Sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 30, 2018.
- F4The range of prices for the transactions reported is $54.00 - $54.38. The undersigned hereby undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F5Shares owned directly by Christine L. Koski.
- F6The range of prices for the transactions reported is $55.00 - $55.13. The undersigned hereby undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F7Shares owned directly by Koski Family Limited Partnership. Shares owned indirectly by Beverly Koski, Christine L. Koski, Robert C. Koski and Thomas L. Koski, each of whom is a general partner of the partnership or the controlling person of a corporate general partner of the partnership.
- F8Shares owned directly by Thomas L. Koski.
- F9Shares owned indirectly by Thomas L. Koski.