SEC Form 4 · accession 0001234878-18-000002
HELIOS TECHNOLOGIES, INC. · HLIO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Beverly Koski
10% Owner
Christine L Koski
Director · 10% Owner
KOSKI FAMILY LP
10% Owner
Robert C Koski
10% Owner
Thomas L Koski
10% Owner
Period of report
May 16, 2018
Accepted (ET)
May 18, 2018 · 5:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001024795
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | May 16, 2018 | S | 7,000 | $49.0214 | D | 430,719 | D | |
| Common StockF4,F3 | May 17, 2018 | S | 18,000 | $49.2749 | D | 412,719 | D | |
| Common StockF5 | holding | — | — | — | 160,000 | I | BY WIFE | |
| Common StockF2,F6 | holding | — | — | — | 1,640,493 | D | ||
| Common StockF2,F7 | holding | — | — | — | 258,082 | D | ||
| Common StockF8 | holding | — | — | — | 320,111 | D | ||
| Common StockF2,F9 | holding | — | — | — | 19,000 | I | BY KOSKI MANAGEMENT, INC. | |
| Common StockF2,F10 | holding | — | — | — | 84,825 | D | ||
| Common StockF2,F11 | holding | — | — | — | 15,000 | D | ||
| Common StockF2,F12 | holding | — | — | — | 15,000 | D | ||
| Common StockF2,F13 | holding | — | — | — | 15,000 | D | ||
| Common StockF2,F14 | holding | — | — | — | 15,000 | D | ||
| Common StockF2,F15 | holding | — | — | — | 15,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The range of prices for the transactions reported is $49.00 - $49.10. The undersigned hereby undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F10Shares owned directly by Robert C. Koski.
- F11Shares owned directly by Robert C. Koski Irrevocable Trust For the Benefit of Anthony James Hunter dated December 18, 2014.
- F12Shares owned directly by Robert C. Koski Irrevocable Trust For the Benefit of Clayton Ward Bennett Koski dated November 17, 2014.
- F13Shares owned directly by Robert C. Koski Irrevocable Trust For the Benefit of Elyse Margaux Koski dated December 18, 2014.
- F14Shares owned directly by Robert C. Koski Irrevocable Trust For the Benefit of Hunter Buchanan Koski dated November 17, 2014.
- F15Shares owned directly by Robert C. Koski Irrevocable Trust For the Benefit of Robert Edward Koski dated December 18, 2014.
- F2On May 7, 2018, Koski Family Limited Partnership distributed 453,000 shares as follows: 150,000 shares to Thomas L. Koski; 150,000 shares to Christine L. Koski; 75,000 shares to Robert C. Koski; 15,000 shares to Robert C. Koski Irrevocable Trust For the Benefit of Anthony James Hunter dated December 18, 2014; 15,000 shares to Robert C. Koski Irrevocable Trust For the Benefit of Clayton Ward Bennett Koski dated November 17, 2014; 15,000 shares to Robert C. Koski Irrevocable Trust For the Benefit of Elyse Margaux Koski dated December 18, 2014; 15,000 shares to Robert C. Koski Irrevocable Trust For the Benefit of Hunter Buchanan Koski dated November 17, 2014; 15,000 shares to Robert C. Koski Irrevocable Trust For the Benefit of Robert Edward Koski dated December 18, 2014;and 3,000 shares to Koski Management, Inc.
- F3Shares owned directly by Thomas L. Koski.
- F4The range of prices for the transactions reported is $49.051 - $49.55. The undersigned hereby undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F5Shares owned indirectly by Thomas L. Koski.
- F6Shares owned directly by Koski Family Limited Partnership. Shares owned (i) indirectly by Beverly Koski, Christine L. Koski, Robert C. Koski and Thomas L. Koski, each of whom is a general partner of the partnership or the controlling person of a corporate general partner of the partnership; and (ii) indirectly by Robert C. Koski Irrevocable Trust For the Benefit of Anthony James Hunter dated December 18, 2014, Robert C. Koski Irrevocable Trust For the Benefit of Clayton Ward Bennett Koski dated November 17, 2014, Robert C. Koski Irrevocable Trust For the Benefit of Elyse Margaux Koski dated December 18, 2014, Robert C. Koski Irrevocable Trust For the Benefit of Hunter Buchanan Koski dated November 17, 2014, and Robert C. Koski Irrevocable Trust For the Benefit of Robert Edward Koski dated December 18, 2014; each of which is a limited partner of the partnership.
- F7Shares owned directly by Christine L. Koski.
- F8Shares owned directly by Beverly Koski.
- F9Shares owned indirectly by Beverly Koski.