SEC Form 4 · accession 0001234878-17-000013
HELIOS TECHNOLOGIES, INC. · HLIO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Beverly Koski
10% Owner
Christine L Koski
Director · 10% Owner
KOSKI FAMILY LP
10% Owner
Robert C Koski
10% Owner
Thomas L Koski
10% Owner
Period of report
Aug 8, 2017
Accepted (ET)
Aug 10, 2017 · 5:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001024795
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Aug 8, 2017 | S | 600 | $45.0667 | D | 2,127,893 | D | |
| Common StockF4,F3 | Aug 8, 2017 | S | 3,580 | $47.0827 | D | 2,124,313 | D | |
| Common StockF5,F3 | Aug 8, 2017 | S | 5,820 | $47.5586 | D | 2,118,493 | D | |
| Common StockF6,F3 | Aug 9, 2017 | S | 7,330 | $47.2817 | D | 2,111,163 | D | |
| Common StockF7,F3 | Aug 9, 2017 | S | 2,670 | $47.8237 | D | 2,108,493 | D | |
| Common StockF8 | holding | — | — | — | 320,111 | D | ||
| Common StockF9 | holding | — | — | — | 16,000 | I | BY KOSKI MANAGEMENT, INC. | |
| Common StockF10 | holding | — | — | — | 312,719 | D | ||
| Common StockF11 | holding | — | — | — | 160,000 | I | BY WIFE | |
| Common StockF12 | holding | — | — | — | 141,519 | D | ||
| Common StockF13 | holding | — | — | — | 10,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 30, 2017.
- F10Shares owned directly by Thomas L. Koski.
- F11Shares owned indirectly by Thomas L. Koski.
- F12Shares owned directly by Christine L. Koski.
- F13Shares owned directly by Robert C. Koski.
- F2The range of prices for the transactions reported is $45.00 - $45.40. The undersigned hereby undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F3Shares owned directly by Koski Family Limited Partnership. Shares owned indirectly by Beverly Koski, Christine L. Koski, Robert C. Koski and Thomas L. Koski, each of whom is a general partner of the partnership or the controlling person of a corporate general partner of the partnership.
- F4The range of prices for the transactions reported is $46.25 - $47.23. The undersigned hereby undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F5The range of prices for the transactions reported is $47.25 - $48.00. The undersigned hereby undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F6The range of prices for the transactions reported is $46.72 - $47.71. The undersigned hereby undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F7The range of prices for the transactions reported is $47.73 - $47.98. The undersigned hereby undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F8Shares owned directly by Beverly Koski.
- F9Shares owned indirectly by Beverly Koski.