SEC Form 4 · accession 0001234878-17-000005
HELIOS TECHNOLOGIES, INC. · HLIO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Beverly Koski
10% Owner
Christine L Koski
Director · 10% Owner
KOSKI FAMILY LP
10% Owner
Robert C Koski
10% Owner
Thomas L Koski
10% Owner
Period of report
May 5, 2017
Accepted (ET)
May 9, 2017 · 6:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001024795
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | May 5, 2017 | S | 6,900 | $40.2544 | D | 213,619 | D | |
| Common StockF4,F3 | May 9, 2017 | S | 900 | $40.7622 | D | 212,719 | D | |
| Common StockF5,F3 | May 9, 2017 | S | 28,157 | $41.9189 | D | 184,562 | D | |
| Common StockF6,F3 | May 9, 2017 | S | 14,043 | $42.3841 | D | 170,519 | D | |
| Common StockF8,F9 | May 9, 2017 | S | 10,000 | $40.8949 | D | 75,000 | D | |
| Common StockF10 | holding | — | — | — | 2,128,493 | D | ||
| Common StockF11 | holding | — | — | — | 320,111 | D | ||
| Common StockF12 | holding | — | — | — | 16,000 | I | BY KOSKI MANAGEMENT, INC. | |
| Common StockF13 | holding | — | — | — | 312,719 | D | ||
| Common StockF14 | holding | — | — | — | 160,000 | I | BY WIFE |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 30, 2017.
- F10Shares owned directly by Koski Family Limited Partnership. Shares owned indirectly by Beverly Koski, Christine L. Koski, Robert C. Koski and Thomas L. Koski, each of whom is a general partner of the partnership or the controlling person of a corporate general partner of the partnership.
- F11Shares owned directly by Beverly Koski.
- F12Shares owned indirectly by Beverly Koski.
- F13Shares owned directly by Thomas L. Koski.
- F14Shares owned indirectly by Thomas L. Koski.
- F2The range of prices for the transactions reported is $40.25 - $40.33. The undersigned hereby undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F3Shares owned directly by Christine L. Koski.
- F4The range of prices for the transactions reported is $40.25 - $41.20. The undersigned hereby undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F5The range of prices for the transactions reported is $41.25 - $42.24. The undersigned hereby undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F6The range of prices for the transactions reported is $42.25 - $42.70. The undersigned hereby undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F7Sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 17, 2017.
- F8The range of prices for the transactions reported is $40.25 - $41.25. The undersigned hereby undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F9Shares owned directly by Robert C. Koski.