SEC Form 4/A · accession 0001234878-16-000029
HELIOS TECHNOLOGIES, INC. · HLIO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owners
Beverly Koski
10% Owner
Christine L Koski
Director · 10% Owner
KOSKI FAMILY LP
10% Owner
Robert C Koski
10% Owner
Thomas L Koski
10% Owner
Period of report
Oct 3, 2016
Accepted (ET)
Oct 6, 2016 · 1:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001024795
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3,F4 | Oct 3, 2016 | S | 23,410 | $31.8429 | D | 293,519 | D | |
| Common StockF3,F5 | holding | — | — | — | 2,128,493 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 9, 2016.
- F2The range of prices for the transactions reported is $31.52 - $32.12. The undersigned hereby undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F3On September 23, 2016, 200,000 shares were distributed by Koski Family Limited Partnership to Christine L. Koski.
- F4Shares owned directly by Christine L. Koski.
- F5Shares owned directly by Koski Family Limited Partnership. Shares owned indirectly by Beverly Koski, Christine L. Koski, Robert C. Koski and Thomas L. Koski, each of whom is a general partner of the partnership or the controlling person of a corporate general partner of the partnership.
Remarks
The reporting person is amending the previously filed Form 4 of 10/5/2016 solely to correct the date in footnote 3 which was inadvertently reported in the original Form 4 as September 23, 2015.