SEC Form 4/A · accession 0001223462-17-000003
HELIOS TECHNOLOGIES, INC. · HLIO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Allen J Carlson
Director
Period of report
May 1, 2017
Accepted (ET)
May 26, 2017 · 4:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001024795
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | May 1, 2017 | S | 9,697 | $38.99 | D | 62,000 | D | |
| Common StockF2,F3 | holding | — | — | — | 70 | I | BY ESOP TRUST |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person is amending the transaction reported in the previously filed Form 4 of 5/3/17 to reflect that the reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 28, 2017.
- F2The reporting person is amending the previously filed Form 4 of 5/3/17 to correct the end of period holdings. A total of 405 shares were distributed to the reporting person from the Sun Hydraulics Corporation Employee Stock Ownership Plan, and 45.0730 shares have been purchased by the reporting person through the Sun Hydraulics Corporation Employee Stock Purchase Plan.
- F3Reflects allocations of shares under the Sun Hydraulics Corporation Employee Stock Ownership Plan.