SEC Form 4 · accession 0001223462-16-000003
HELIOS TECHNOLOGIES, INC. · HLIO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Allen J Carlson
Officer — President, CEO · Director
Period of report
Mar 29, 2016
Accepted (ET)
Mar 30, 2016 · 2:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001024795
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 29, 2016 | S | 14,466 | $33.5002 | D | 36,247 | D | |
| Common StockF3 | holding | — | — | — | 404 | I | BY ESOP TRUST |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The range of prices for the transactions reported is $33.50 - $33.53. The undersigned hereby undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F2Includes shares purchased through the Sun Hydraulics Corporation Employee Stock Purchase Plan (231.1014 during the quarter ended June 27, 2015, 228.4523 during the quarter ended September 26, 2015, and 229.1957 during the quarter ended January 2, 2016).
- F3Reflects allocations of shares under the Sun Hydraulics Corporation Employee Stock Ownership Plan.