SEC Form 4 · accession 0001192482-15-000289
IGATE CORP · IGTE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Naomi O Seligman
Director
Period of report
Jul 1, 2015
Accepted (ET)
Jul 1, 2015 · 4:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001024732
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1,F2 | $18.63 | Sep 27, 2012 | D | 2,281 | D | — | Sep 26, 2022 | Common Stock | 2,281 | 0 | D |
| Restricted Stock UnitsF1,F3 | $0.00 | Sep 27, 2012 | D | 2,281 | D | — | — | Common Stock | 2,281 | 0 | D |
| Restricted Stock UnitsF1,F4 | $0.00 | Sep 27, 2012 | D | 537 | D | — | — | Common Stock | 537 | 0 | D |
| Stock Option (right to buy)F1,F5 | $28.30 | Sep 27, 2013 | D | 1,502 | D | — | Sep 27, 2023 | Common Stock | 1,502 | 0 | D |
| Restricted Stock UnitsF1,F6 | $0.00 | Sep 27, 2013 | D | 1,114 | D | — | — | Common Stock | 1,114 | 0 | D |
| Restricted Stock UnitsF1,F6 | $0.00 | Sep 27, 2013 | D | 353 | D | — | — | Common Stock | 353 | 0 | D |
| Restricted Stock UnitsF1,F6 | $0.00 | Sep 27, 2013 | D | 707 | D | — | — | Common Stock | 707 | 0 | D |
| Restricted Stock UnitsF1,F7 | $0.00 | Sep 27, 2013 | D | 1,502 | D | — | — | Common Stock | 1,502 | 0 | D |
| Stock Option (right to buy)F1,F8 | $36.58 | Sep 27, 2014 | D | 1,162 | D | — | Sep 27, 2024 | Common Stock | 1,162 | 0 | D |
| Restricted Stock UnitsF1,F9 | $0.00 | Sep 27, 2014 | D | 820 | D | — | — | Common Stock | 820 | 0 | D |
| Restricted Stock UnitsF1,F10 | $0.00 | Sep 27, 2014 | D | 1,162 | D | — | — | Common Stock | 1,162 | 0 | D |
| Restricted Stock UnitsF1,F11 | $0.00 | Jan 22, 2015 | D | 430 | D | — | — | Common Stock | 430 | 0 | D |
| Restricted Stock UnitsF1,F12 | $0.00 | Mar 30, 2015 | D | 2,726 | D | — | — | Common Stock | 2,726 | 0 | D |
| Restricted Stock UnitsF1,F13 | $0.00 | Mar 30, 2015 | D | 1,199 | D | — | — | Common Stock | 1,199 | 0 | D |
| Restricted Stock UnitsF1,F14 | $0.00 | Mar 30, 2015 | D | 491 | D | — | — | Common Stock | 491 | 0 | D |
Explanation of responses
- F1Disposed of pursuant to the merger agreement among Issuer and Cap Gemini, S.A., CapGemini North America, Inc. and LaPorte Merger Sub, Inc. in exchange for a cash payment of $48.00 per share.
- F10The restricted stock units were scheduled to vest on September 27, 2015. Half of the vested shares were to be delivered to the reporting person on September 27, 2015, and the remaining half of the vested shares were to be delivered to the reporting person upon the termination of service as a member of the Board of Directors of Issuer. These units were canceled in the merger in exchange for a cash payment of $48.00 per share.
- F11The restricted stock units were scheduled to vest on January 22, 2016. Half of the vested shares were to be delivered to the reporting person on January 22, 2016, and the remaining half of the vested shares were to be delivered to the reporting person upon the termination of service as a member of the Board of Directors of Issuer. These units were canceled in the merger in exchange for a cash payment of $48.00 per share.
- F121,816 restricted stock units vested on the date of grant, and 910 restricted stock units were scheduled to vest on September 27, 2015. These units were canceled in the merger in exchange for a cash payment of $48.00 per share.
- F13399 restricted stock units vested on the date of grant, 400 restricted stock units were scheduled to vest on September 27, 2015 and 400 restricted stock units were scheduled to vest on September 27, 2016. These units were canceled in the merger in exchange for a cash payment of $48.00 per share.
- F14163 restricted stock units were scheduled to vest on September 27, 2015, 164 restricted stock units were scheduled to vest on September 27, 2016 and 164 restricted stock units were scheduled to vest on September 27, 2017. These units were canceled in the merger in exchange for a cash payment of $48.00 per share.
- F2This option was granted on September 27, 2012 and was scheduled to vest in three equal installments beginning on September 27, 2013. Pursuant to the terms of the Merger Agreement, this option was canceled in exchange for a cash payment of $66,992.97, representing the aggregate difference between the merger consideration of $48.00 per share and the exercise price of the option on the effective date of the merger.
- F3The restricted stock units vested on September 27, 2013 and were to be delivered to the reporting person upon the termination of employment with the Issuer. These units were canceled in the merger in exchange for a cash payment of $48.00 per share.
- F4The restricted stock units vested fully as of the transaction date and were to be delivered to the reporting person upon the termination of employment with the Issuer. These units were canceled in the merger in exchange for a cash payment of $48.00 per share.
- F5This option was granted on September 27, 2013 and was scheduled to vest in three equal installments beginning on September 27, 2014. Pursuant to the terms of the Merger Agreement, this option was canceled in exchange for a cash payment of $29,589.40, representing the aggregate difference between the merger consideration of $48.00 per share and the exercise price of the option on the effective date of the merger.
- F6The restricted stock units vested fully as of the transaction date and were to be delivered to the reporting person upon the termination of service as a member of the Board of Directors of Issuer. These units were canceled in the merger in exchange for a cash payment of $48.00 per share.
- F7The restricted stock units vested on September 27, 2014 and were to be delivered to the reporting person upon the termination of service as a member of the Board of Directors of Issuer. These units were canceled in the merger in exchange for a cash payment of $48.00 per share.
- F8This option was granted on September 27, 2014 and was scheduled to vest in three equal annual installments beginning on September 27, 2015. Pursuant to the terms of the Merger Agreement, this option was canceled in exchange for a cash payment of $13,270.04, representing the aggregate difference between the merger consideration of $48.00 per share and the exercise price of the option on the effective date of the merger.
- F9The restricted stock units vested on September 27, 2014 and were to be delivered to the reporting person upon the termination of service as a member of the Board of Directors of Issuer. These units were canceled in the merger in exchange for a cash payment of $48.00 per share.