SEC Form 4 · accession 0001209191-19-008850
TENNECO INC · TEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian J Kesseler
Officer — Co-Chief Executive Officer · Director
Period of report
Feb 7, 2019
Accepted (ET)
Feb 11, 2019 · 1:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001024725
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Feb 7, 2019 | M | 11,626 | $0.00 | A | 67,640 | D | |
| Class A Common Stock | Feb 7, 2019 | F | 5,151 | $32.77 | D | 62,489 | D | |
| Class A Common StockF3 | holding | — | — | — | 15,070 | D | ||
| Class A Common Stock | holding | — | — | — | 59,710 | I | Brian J and Michele M Kesseler Revocable Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF5,F4 | — | Feb 7, 2019 | M | 11,626 | D | — | — | Class A Common Stock | 11,626 | 23,252 | D |
Explanation of responses
- F1Reflects stock acquired upon the vesting of restricted stock units granted to the Reporting Person pursuant to Rule 16b-3.
- F2Reflects disposition of shares to the Issuer in the form of share withholding to satisfy tax obligations in connection with the vesting of restricted stock units.
- F3Reflects restricted stock granted to the Reporting Person pursuant to Rule 16b-3.
- F4Reflects vesting of restricted stock units granted to the Reporting Person pursuant to Rule 16b-3. Each restricted stock unit converts into one share of Class A Common Stock.
- F5Does not give effect to 101,885 restricted stock units previously granted to the Reporting Person and which vest on different schedules.