SEC Form 4 · accession 0001209191-19-008843
TENNECO INC · TEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peng Guo
Officer — Executive Vice President
Period of report
Feb 7, 2019
Accepted (ET)
Feb 11, 2019 · 12:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001024725
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Feb 7, 2019 | M | 2,906 | $0.00 | A | 109,312 | D | |
| Class A Common Stock | Feb 7, 2019 | F | 1,209 | $32.77 | D | 108,103 | D | |
| Class A Common StockF3 | holding | — | — | — | 2,275 | D | ||
| Class A Common StockF4 | holding | — | — | — | 28,094 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF6,F5 | — | Feb 7, 2019 | M | 2,906 | D | — | — | Class A Common Stock | 2,906 | 5,812 | D |
Explanation of responses
- F1Reflects stock acquired upon the vesting of restricted stock units granted to the Reporting Person pursuant to Rule 16b-3.
- F2Reflects disposition of shares to the Issuer in the form of share withholding to satisfy tax obligations in connection with the vesting of restricted stock units.
- F3Reflects restricted stock granted to the Reporting Person pursuant to Rule 16b-3.
- F4Reflects shares allocated to, and indirectly held by, the Reporting Person under the Issuer's 401(k) Plan.
- F5Reflects vesting of restricted stock units granted to the Reporting Person pursuant to Rule 16b-3. Each restricted stock unit converts into one share of Class A Common Stock.
- F6Does not give effect to 34,487 restricted stock units previously granted to the Reporting Person and which vest on different schedules.