SEC Form 4 · accession 0001209191-19-008147
TENNECO INC · TEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian J Kesseler
Officer — Co-Chief Executive Officer · Director
Period of report
Feb 5, 2019
Accepted (ET)
Feb 7, 2019 · 5:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001024725
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | holding | — | — | — | 56,014 | D | ||
| Class A Common StockF1 | holding | — | — | — | 15,070 | D | ||
| Class A Common Stock | holding | — | — | — | 59,710 | I | By: Brian J. and Michele M. Kesseler Revocable Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F2 | — | Feb 5, 2019 | A | 73,620 | A | — | — | Class A Common Stock | 73,620 | 73,620 | D |
Explanation of responses
- F1Reflects restricted stock granted to the Reporting Person pursuant to Rule 16b-3.
- F2Reflects restricted stock units granted to the Reporting Person pursuant to Section 16b-3, one third of which vest on each of the first three anniversaries of the grant date. Each restricted stock unit represents the contingent right to receive one share of Class A Common Stock.
- F3Does not give effect to 39,891 restricted stock units previously granted to the Reporting Person and which vest on different schedules.