SEC Form 4 · accession 0001209191-19-008007
TENNECO INC · TEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peng Guo
Officer — Executive Vice President
Period of report
Feb 5, 2019
Accepted (ET)
Feb 7, 2019 · 2:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001024725
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | holding | — | — | — | 106,406 | D | ||
| Class A Common StockF1 | holding | — | — | — | 2,275 | D | ||
| Class A Common StockF2 | holding | — | — | — | 28,094 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF4,F3 | — | Feb 5, 2019 | A | 14,724 | A | — | — | Class A Common Stock | 14,724 | 14,724 | D |
Explanation of responses
- F1Reflects restricted stock granted to the Reporting Person pursuant to Rule 16b-3.
- F2Reflects shares allocated to, and indirectly held by, the Reporting Person under the Issuer's 401(k) Plan.
- F3Reflects restricted stock units granted to the Reporting Person pursuant to Section 16b-3, one third of which vest on each of the first three anniversaries of the grant date. Each restricted stock unit represents the contingent right to receive one share of Class A Common Stock.
- F4Does not give effect to 22,669 previously granted to the Reporting Person and which vest on different schedules.