SEC Form 4 · accession 0001209191-18-008912
TENNECO INC · TEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brandon B. Smith
Officer — Senior Vice President, *
Period of report
Feb 7, 2018
Accepted (ET)
Feb 9, 2018 · 5:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001024725
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 3,540 | D | ||
| Common StockF1 | holding | — | — | — | 1,763 | D | ||
| Common StockF2 | holding | — | — | — | 1,023 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3 | — | Feb 7, 2018 | A | 3,633 | A | — | — | Common Stock | 3,633 | 3,633 | D |
Explanation of responses
- F1Reflects restricted stock granted to the Reporting Person pursuant to Rule 16b-3.
- F2Reflects stock allocated to, and indirectly held by, the Reporting Person under the Issuer's 401(k) Plan.
- F3Reflects restricted stock units granted to the Reporting Person pursuant to Section 16b-3, one third of which vest on each of the first three anniversaries of the grant date. Each restricted stock unit represents the contingent right to receive one share of common stock.
Remarks
* General Counsel and Corporate Secretary