SEC Form 4 · accession 0001209191-18-007803
TENNECO INC · TEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peng Guo
Officer — Executive Vice President
Period of report
Feb 3, 2018
Accepted (ET)
Feb 6, 2018 · 3:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001024725
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 3, 2018 | J | 3,220 | $0.00 | A | 92,731 | D | |
| Common Stock | Feb 3, 2018 | F | 918 | $56.11 | D | 91,813 | D | |
| Common StockF3 | Feb 3, 2018 | J | 3,220 | $0.00 | D | 27,188 | D | |
| Common Stock | Feb 4, 2018 | J | 1,631 | $0.00 | A | 93,444 | D | |
| Common Stock | Feb 4, 2018 | F | 467 | $56.11 | D | 92,977 | D | |
| Common StockF3 | Feb 4, 2018 | J | 1,631 | $0.00 | D | 25,557 | D | |
| Common StockF4 | holding | — | — | — | 26,528 | I | By 401(k) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects vesting of restricted stock granted to the Reporting Person pursuant to Rule 16b-3, which is now being reported as non-restricted stock.
- F2Reflects disposition of shares to the Issuer in the form of share withholding to satisfy tax obligations in connection with the vesting of restricted stock.
- F3Reflects restricted stock granted to the Reporting Person pursuant to Rule 16b-3.
- F4Reflects shares allocated to, and indirectly held by, the Reporting Person under the Issuer's 401(k) Plan.