SEC Form 4 · accession 0001209191-17-053178
TENNECO INC · TEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John E Kunz
Officer — Vice President and Controller
Period of report
Sep 14, 2017
Accepted (ET)
Sep 18, 2017 · 4:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001024725
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 14, 2017 | S | 6,252 | $57.00 | D | 19,878 | D | |
| Common Stock | Sep 14, 2017 | M | 3,321 | $56.23 | A | 23,199 | D | |
| Common Stock | Sep 14, 2017 | S | 3,321 | $57.00 | D | 19,878 | D | |
| Common StockF3 | Sep 14, 2017 | I | 3,106 | $56.88 | D | 0 | I | By 401(k) |
| Common StockF2 | holding | — | — | — | 6,997 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (Right to Acquire)F5,F4 | $56.23 | Sep 14, 2017 | M | 3,321 | D | — | Jan 14, 2021 | Common Stock | 3,321 | 0 | D |
Explanation of responses
- F1Reflects cashless exercise of stock options which were granted pursuant to Rule 16b-3.
- F2Reflects restricted stock granted to the Reporting Person pursuant to Rule 16b-3.
- F3Reflects stock allocated to, and indirectly held by, the Reporting Person under the Issuer's 401(k) Plan.
- F4The stock options exercised by the Reporting Person vested in three equal installments on January 15, 2015, January 15, 2016 and January 15, 2017.
- F5Reflects stock options granted pursuant to Rule 16b-3.