SEC Form 4 · accession 0001209191-17-010942
TENNECO INC · TEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James D. Harrington
Officer — Senior Vice President
Period of report
Feb 13, 2017
Accepted (ET)
Feb 15, 2017 · 11:06 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001024725
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 13, 2017 | M | 3,241 | $45.42 | A | 18,213 | D | |
| Common StockF2 | Feb 13, 2017 | S | 3,241 | $66.27 | D | 14,972 | D | |
| Common Stock | Feb 13, 2017 | M | 5,222 | $29.83 | A | 20,194 | D | |
| Common StockF3 | Feb 13, 2017 | S | 5,222 | $66.29 | D | 14,972 | D | |
| Common StockF4 | holding | — | — | — | 15,681 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (Right to Acquire)F6,F5 | $45.42 | Feb 13, 2017 | M | 3,241 | D | — | Jan 18, 2018 | Common Stock | 3,241 | 0 | D |
| Employee Stock Options (Right to Acquire)F6,F7 | $29.83 | Feb 13, 2017 | M | 5,222 | D | — | Jan 17, 2019 | Common Stock | 5,222 | 0 | D |
Explanation of responses
- F1Reflects cashless exercise of stock options which were granted pursuant to Rule 16b-3.
- F2The Common Stock sold by the Reporting Person and reported herein were sold at a range of between $66.05 and $66.96 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent.
- F3The Common Stock sold by the Reporting Person and reported herein were sold at a range of between $66.00 and $66.83 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent.
- F4Reflects restricted stock granted to the Reporting Person pursuant to Rule 16b-3.
- F5The stock options exercised by the Reporting Person vested in three equal installments on January 19, 2012, January 19, 2013 and January 19, 2014.
- F6Reflects stock options granted pursuant to Rule 16b-3.
- F7The stock options exercised by the Reporting Person vested in three equal installments on January 18, 2013, January 18, 2014 and January 18, 2015.